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Founder’s Background

Founder’s Background

Jeffery Rollert
President and Managing Director

JeffRollert AWith over thirty years in financials services, Mr. Rollert has had a focus on credit strength at all the firms he has worked.  He has worked in investment management, securities research and economic consulting.  From his beginning as a credit analyst, he has applied a debt research analytic across all asset classes including fixed income, stocks, and derivatives.  He has been a requested editor and reviewer of academic papers on quantitative finance.  Mr. Rollert has been interviewed by Bloomberg News and the Los Angeles Business Journal multiple times.  Professionally, he has managed both investment grade and high yield public mutual funds, along with accounts above $100 million at various points in his career.  He is currently focusing his volunteer time on expanding the financial education of women and is available for speaking engagements.

Age: 58

Securities Licenses:

  • Series 7 Securities License: passed 10/15/1983
  • Series 63 Securities License: passed 01/17/1984
  • Series 65 Securities License: passed 06/26/2012


  • Claremont Colleges (Pitzer College) Bachelors in Economic and Psychology, 1982
  • CFA Level I & II

Recent Business Experience:

  • ALM Advisors, Inc:  1995 – Present
  • Drogheda Capital, LLC:  1997 – 2008 (high yield income partnership)
  • Windrose Capital Mgmt. LLC:  2000 – 2001 (value equity start-up)
  • Standard Asset: Portfolio Management 1992-1995 (ALM acquired Los Angeles accounts and office,  1995)
  • Chelsea Management:  Portfolio Management, 1989-1992
  • Laffer, Canto Associates, 1987-89
  • Pacific Century Group:  Research & Portfolio Management, 1983-1987
  • Sutro & Co:  Institutional Trading & Sales, 1983-1984
  • Lloyds Bank:  Credit Analyst, 1982-1983


Other Business Activities:             The Soul of the Business, Inc.

Additional Compensation:             SOTB only

Arbitration Claims:                         None

Administrative Proceedings:         None



Articles / Publication References / Editing

* All information is as of 03/31/2018